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We are a Finma authorized asset manager
We are a Finma authorized asset manager
FINMA is Switzerland’s independent financial markets regulator and supervisory authority.
Its mandate is to supervise banks, insurance companies, financial institutions, collective investment schemes, asset managers and fund management companies.
FINMA is responsible for licensing portfolio managers and trustees. However, a supervisory organisation (SO) is responsible for ongoing supervision.
PrimeGate SA is an authorised FINMA portfolio manager, license number G01409044
In case of disputes, we turn to Ombud Finance Switzerland for fair and impartial resolution
In case of disputes, we turn to Ombud Finance Switzerland for fair and impartial resolution
Its services are available upon request, from clients or from financial service providers.
As an independent asset manager, we are proudly affiliated with the Ombud Finance Foundation
OFS is a Swiss Foundation dedicated to provide dispute resolution service
OFS is a public utility tax exempted legal entity. OFS was recognised as an official Ombudsman’s Offices by the Federal Department of Finance on June 24th 2020.
Financial service providers holding and client advisers registered with a recognised register of advisers, are eligible for registration with OFS
We are supervised by AOOS, one of the major Swiss Supervisory Organisations
We are supervised by AOOS, one of the major Swiss Supervisory Organisations
AOOS, the Swiss Anonymous Surveillance Society, is an authorized and regulated Supervisory Organization (SO) under FINMA, ensuring adherence to the highest standards of financial oversight and compliance.
It provides oversight to independent asset managers, ensuring they adhere to high standards of ethics, transparency, and financial integrity. This includes monitoring and auditing their activities to prevent illicit activities such as money laundering or fraud. It supervises independent asset managers to ensure compliance with anti-money laundering (AML) laws and other regulatory requirements.
We are a proud member of the Swiss Association of Wealth Managers
We are a proud member of the Swiss Association of Wealth Managers
It reflects our commitment to excellence, integrity, and the highest standards of professional wealth management.
With over 2,500 members, the Swiss Association of Wealth Managers SAM is the industry association for independent wealth and portfolio managers in Switzerland. It was founded in 1986 with the aim of promoting the economic importance and recognition of the independent wealth management profession. As an industry representative, the association is committed to the reputation of the industry and the protection of investors. It is also active in training and continuous education.
We contribute to the fight against financial crime by supporting the Swiss Financial Intelligence Unit
We contribute to the fight against financial crime by supporting the Swiss Financial Intelligence Unit
As an ethical investment firm, we are committed to actively supporting and contributing to the efforts of the Financial Intelligence Unit (FIU) in combating financial crime .
We are registered with the Money Laundering Reporting Office Switzerland (MROS) under reference number RE_RP006687-20.SEP 2023.
This registration underscores our commitment to upholding the highest standards of financial integrity and regulatory compliance. By being registered with MROS, we ensure that our operations meet stringent anti-money laundering (AML) requirements, providing you with additional confidence in our adherence to legal and ethical standards. This means that your investments are managed in a secure and compliant environment, reinforcing our dedication to protecting your interests and maintaining trust.
The Money Laundering Reporting Office Switzerland (MROS) is Switzerland's Financial Intelligence Unit (FIU).
It is responsible for receiving and analyzing reports of suspicious financial activities, particularly those related to money laundering and the financing of terrorism.
MROS operates under the Swiss Anti-Money Laundering Act (AMLA) and plays a critical role in maintaining the integrity of the Swiss financial system.
MROS is a member of the Egmont Group, which is an international association of Financial Intelligence Units (FIU) whose objective is to foster a secure, prompt and legally admissible exchange of information in order to combat money laundering and terrorist financing.
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